• Sue Pollack

    Chief Compliance Officer

Sue is our operations associate and has been with the practice since 2003. Prior to joining Raymond James she was with Neuberger Berman, LLC as Vice President, Operations and Director, Internal Audit. She was also a manager in operations at both Atalanta Sosnoff and Sanford C Bernstein.

Sue handles the operational and administrative responsibilities as they pertain to all of our clients and prospective clients.

Sue graduated with a BA in Economics from the University at Albany.