Rice Wealth Management
Disclosures
Privacy Policy
Financial companies determine how they share your personal information, and federal law gives you the right to limit certain types of sharing. It also requires us to inform you about how we collect, share, and protect your personal data. Please read this notice carefully to understand our practices.
Investment Advisory Contract
The undersigned (“Client”), duly authorized, has established an account (the “Account”) and agrees to engage Rice Wealth Management Group, Inc. (“RWMGI”) under the following terms and conditions.
INVESTOR PROTECTION INFORMATION FORM
Pursuant to N.J.A.C. 13:47A-2.14The New Jersey Bureau of Securities, part of the Office of the New Jersey Attorney General, is responsible for protecting investors from fraud and regulating the securities industry in New Jersey. The Bureau conducts investigations and enforcement actions against firms and individuals who violate the New Jersey Uniform Securities Law and its regulations. Additionally, the Bureau registers securities offered or sold in New Jersey and oversees the firms and individuals providing investment advice or selling securities within the state.