Privacy Policy

Our Commitment to Your Privacy

Rice Wealth Management Group is committed to safeguarding the confidential information of our clients. As a registered investment adviser, we are required under the Gramm-Leach-Bliley Act (GLBA) and other applicable regulations to inform you of our privacy policies and practices regarding the collection and disclosure of nonpublic personal information.

Information We Collect

We collect nonpublic personal information about you from the following sources:

• Information you provide on applications, forms, and through conversations (name, address, date of birth, Social Security number, income, assets, investment experience)
• Information about your transactions with us, our affiliates, or others (account balances, transaction history, payment records)
• Information we receive from consumer reporting agencies (credit history, credit scores)
• Information collected through this website (contact form submissions, name, email, phone number, and message content)

How We Use Your Information

We use the information we collect to provide financial advisory services, respond to your inquiries, manage your accounts, comply with regulatory requirements, and communicate with you about your financial plan. We do not sell your personal information to third parties for marketing purposes.

Information We Share

We may share nonpublic personal information with non-affiliated third parties only as permitted or required by law. This includes sharing information with:

• Our custodian, Raymond James, to service your accounts
• Regulatory authorities as required by law (state securities regulators)
• Your designated professionals (CPAs, attorneys) at your direction
• Service providers who assist us in operating our business, subject to confidentiality agreements

Cookies & Website Analytics

Our website uses analytics cookies (such as Google Analytics) to understand how visitors use our site and improve their experience. These non-essential cookies load only after you accept them via our cookie banner. Strictly necessary tools — such as bot-protection on our forms — are used to keep the site secure. Analytics tools collect anonymous usage data such as pages visited, time spent on site, and referral sources. They do not collect or store personally identifiable financial information.

Your California Privacy Rights (CCPA/CPRA)

Under the California Consumer Privacy Act (CCPA), as amended by the California Privacy Rights Act (CPRA), California residents have the right to know what personal information we collect, to request access to or deletion of that information, to correct inaccurate information, and to opt out of the “sale” or “sharing” of personal information. Rice Wealth Management Groupdoes not sell your personal information for money. To the extent that loading third-party analytics cookies may be considered “sharing” under the CPRA, we load those non-essential cookies only after you opt in, and you can withdraw consent at any time using the “Do Not Sell or Share My Personal Information” link in our website footer. To exercise any of these rights, contact us at info@ricewealthmgt.com. We will not discriminate against you for exercising your privacy rights.

Data Security

We maintain physical, electronic, and procedural safeguards designed to protect your nonpublic personal information. Access to client information is restricted to authorized personnel who need the information to provide services to you. However, no method of transmission over the internet or electronic storage is 100% secure, and we cannot guarantee absolute security.

Third-Party Services

This website may contain links to third-party services. Rice Wealth Management Group is not responsible for the privacy practices of third-party websites or services. We encourage you to review the privacy policies of any third-party site you visit.

Changes to This Policy

We may update this privacy policy from time to time to reflect changes in our practices or regulatory requirements. We will notify clients of any material changes as required by law.

Contact Us

If you have questions about this privacy policy or wish to opt out of certain information sharing, please contact us at info@ricewealthmgt.com or call (732) 345-9001.